Mr. Roberts brings over 20 years within the securities industry to his role overseeing all compliance activity to Matrix 360 Distributors, the exclusive underwriter & distributor for M3Sixty Administration clients. He served as an industry regulator in his capacity as a FINRA Senior Compliance Officer and later as the CCO for a dually registered broker/dealer.

He attended the Bloch School of Management at the University of Kansas City, Missouri in Kansas City. His current registrations include the Series 7, 24 and 66.